Industry

Investors can "make some real money trading, but you really have to know what you are doing,” says one advisor quoted in the article.

Taking a strategic approach can earn referrals and more assets to manage, according to columnist John J. Bowen Jr.

Wealth Partners Capital Group's strategy uses a triumvirate, multi-regional method to buying firms.

Capitol Securities Management says it wanted a partner with more retail brokerage experience.

The wirehouse picked up two veteran advisors, each with more than 20 years of industry experience.

The acquisition gives Tiedemann $11 billion in AUM, impact investing expertise and a presence in the Northwest.

The addition comes on the heels of RBC luring over a former HighTower executive to serve as its new head of recruiting.

Advisor Kevin Keith pointed to HighTower’s technological capabilities and a fiduciary culture in his decision to leave the wirehouse.

Smaller wealth management platform providers are aggressively pitching themselves as the more nimble options for RIAs.

Chief executive Jay Shah says a public offering will happen, "when the time is right."