Industry

Patrick O’Donovan will focus on recruiting new talent and helping advisors with succession planning, he says.

The key is thinking like a business owner and acting like a CEO, according to a new report.

The rep purportedly received an email from the impostor requesting that she sell securities to fund the wire request to a third-party in the United Kingdom.

The case marks the second one this month involving the newly acquired IBD.

Here’s how advisors are replacing traditional methods.

The U.S. Private Equity Access Fund Platform includes 33 offerings and more than 7,000 domestic and international investors.

The practice left its BD less than a year after John Hancock acquired Transamerica Financial Advisors.

The husband-and-wife team say their new employer reminded them of their first firm, Smith Barney.

In the wake of cyberattacks at Equifax and EDGAR, SEC Chairman Jay Clayton makes an unusually lengthy statement appealing for RIAs to bolster security.

Derek Burke discussed the Advisor Group firm’s upcoming digital offering and his top priorities.