Industry

It is a sensitive topic, especially for partners who have earned their appellation on the letterhead.

An avid runner, adviser Melissa Sotudeh finds striking similarities between her passion and her practice.

The decision also affects David Carroll, who leads wealth and investment management, according to the firm.

The two advisers went indie with Focus Financial, one of the country's biggest RIA aggregators.

Andy Sieg says the firm's digital wealth and mobile app investments are "a key strategic story."

Wirehouse brokers and teams from Kestra and MSI Financial led the way in a flurry of hires.

The appointment follows a management realignment that occurred in the wake of Huntington's acquisition of FirstMerit last August.

When an adviser’s Spidey sense tingles, there’s usually a good reason, Kimberly Foss says.

The new recruit is an industry veteran, having spent more than two decades at Wachovia and Wells Fargo.

The deputy director of the agency's examinations unit, however, cautions that any such effort must be carefully coordinated.