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The new recruit generated $850,000 in annual revenue, according to the regional BD.
January 31
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Find out which top practices saw shifts in their employment mix.
January 31
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The well-funded firm is focusing on the East Coast and Midwest, snapping up TriCapital Advisors in its latest deal.
January 31
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The new hire signed on to the regional broker-dealer during a recent wirehouse recruiting binge.
January 31
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Ronald Kruszewski says a shift in the size of transition packages, made in response to the fiduciary rule, "benefits us competitively."
January 31
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Fidelity report: What RIA buyers want and what sellers need to know.
January 31
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Our chief competition is Fidelity and Schwab, says the digital-first firm's CEO, Jon Stein.
January 31
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Planners will have control over the service, which will not be available directly to clients, according to the firm.
January 30
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The firm also scooped up a market manager from Stifel.
January 30
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The wirehouse will make “many” of the pricing and product design changes it planned last year, include lowering commissions for trades involving stocks and ETFs “to the benefit of our clients,” according to an internal memo.
January 27
