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The new aggregator offering a succession plan is drawing from experience: "I fit the category, I've been in their shoes," says 60-year old Joe Heider, founder of Cirrus Wealth Management.
January 12
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An Edward Jones advisor managing more than $114 million in client assets joined the Raymond James independent channel.
January 12 -
Two advisors left RBC to join Raymond James' employee channel.
January 9 -
Advisors in the Midwest and on the West Coast noticed information from their accounts on Pastebin, a website notoriously used for posting hacked or leaked information.
January 9
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Stifel Nicolaus lured away a 36-year veteran advisor from RBC.
January 8 -
The CFP Board has launched a new online portal intended to serve as a resource for people looking to start a career in financial planning.
January 8 -
The author and media personality merges her practice with Buckingham to spend more time on speaking and writing.
January 8
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U.S. Capital Advisors recruited a veteran Wells Fargo advisor who previously managed $550 million in assets as part of a three-person team.
January 8
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The breach illustrates the danger posed when just one employee has unauthorized or unsecured access to sensitive information, as well as the ongoing threat to financial institutions from insider theft.
January 7 -
An advisor managing $215 million in assets left Merrill Lynch to join the regional firm.
January 6
