LPL Financial

The new recruits join the firm’s employee channel from both wirehouses and the independent space.

At least two clients said they received calls from the advisor where he discussed his departure from the firm, according to the complaint.

Lightyear Capital sold its majority stake in Wealth Enhancement Group to another wealth management industry entrant.

Dan Arnold deployed a five-pronged argument for why consolidation is a recruiting boon for the No. 1 IBD.

Integrated Partners added a father-son team, surpassing its recruited client assets from the previous year.

Independent Advisor Alliance also started a robo advisor under Betterment for Advisors after adding more than $2 billion in assets over the past 12 months.

Robert Limmer made the move after less than a year at Gladstone Wealth Group.

Even if it's best for the team, it won't be easy.

A barred broker told clients the lifestyle media company was about to be acquired, so “they needed to act quickly,” according to the regulator.

Recruitment is ongoing — not a one-time sales pitch.