PALM DESERT, Calif. -- Norm Champ, director of the Securities and Exchange Commission’s Division of Investment Management, today took the first steps in meeting and speaking to members of the Investment Company Institute.

Champ, sporting a SoCal sunburn, delivered the keynote at the Investment Company Institute’s annual Mutual Fund and Investment Management Conference here. He spoke of the agency wanting to enhance its “eyes and ears” by “getting a better and more first-hand understanding of the workings of the fund industry” via the Division of Investment Management’s new Risk and Examinations Group or “REG.”

Subscribe Now

Access to premium content including in-depth coverage of mutual funds, hedge funds, 401(K)s, 529 plans, and more.

3-Week Free Trial

Insight and analysis into the management, marketing, operations and technology of the asset management industry.