The North American Securities Administrators Association honored former executive director Neal Sullivan on Oct. 6, a month after he stepped down from the post to join a Boston law firm. Sullivan was the NASAA's executive director from 1995 until August. Before that he directed the Massachusetts Securities Division and was a senior executive at the Boston Stock Exchange. He was honored at the association's annual conference in Nashville.
Access to premium content including in-depth coverage of mutual funds, hedge funds, 401(K)s, 529 plans, and more.
Insight and analysis into the management, marketing, operations and technology of the asset management industry.
Have an account? Sign In