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The firm credited keeping its offices open during COVID-19 as a major selling point as FAs industrywide kept making moves and repapering their clients.January 7
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The firm has added 42 advisors this year with a combined $3.8 billion in AUM.December 10
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As some firms closed their doors, the regional BD saw a selling point for new recruits and existing FAs in a different approach.November 23
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The regional BD picked off teams from Merrill Lynch, UBS and Raymond James in a (mostly) September sweep.October 8
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The slate of new hires come from several competitors including Wells Fargo and Edward Jones.August 25
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The advisors are based in Florida, while the new executive will oversee the New York tri-state area.July 13
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In both moves, fathers brought their children to work as colleagues.June 24
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The advisors had been with their former employer for 11 years.June 15
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The firm recruited only slightly fewer advisors than the year-ago period in very difficult economic conditions.April 24
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How FAs and firms are adapting to a radically different business environment.April 7
