Raymond James Financial

The New Jersey bank moved its investment services program to Raymond James after a 14-year relationship with Essex Securities.

The firm is facing a lawsuit on behalf of investors who lost money in a $350 million Ponzi scheme.

Close scrutiny of data from the nation’s largest IBDs reveals some surprising shifts, with more to come.

The independent broker-dealer industry could lose a third of its brokers and many of its smallest firms, experts predict. What does that mean for survivors?

See which TPM tops the list for both highest production-per-adviser and highest fee income.

The industrywide gain in fee income is a welcome development given the new fiduciary rule--see how firms are preparing for new regulations as well as new competition.

The firm's newest recruit is a veteran broker from Morgan Stanley.

Wealth management leaders are weathering current markets while aiming to jumpstart AUM growth with expanded client services and new tech tools.

Two veteran advisers joined the independent firm, which is affiliated with Raymond James.

Yet that wasn't Merrill's only recruiting success, as the wirehouse also picked up a team overseeing more than $500 million in client assets.