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The firm is maintaining control but dropping its FINRA registration as the sector’s rising expenses and lower margins fuel consolidation.September 30
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The basic yet revealing query shows why it’s not just about FINRA registration as a BD and 1099 contractor status for advisors.June 30
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The privately held firm recruited more than 160 reps in the first quarter on the strength of its balance sheet, CEO Amy Webber says.May 6
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The firm's chief has led growth to an expected $1 billion in revenue this year from $7 million in 1998 when she joined. It's a matter of embracing the sector's evolution, she says.July 1
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The No. 7 IBD has unveiled five new internal classifications for practices in an effort, it says, to boost the customization of its services for advisors.June 5
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The nation's largest IBDs are growing again, but are they innovating fast enough to keep up with the industry's transformation?June 4
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A clear path has emerged after historic revenue drops among the top independent broker-dealers.June 1
