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Former Wells Fargo manager alleges age, race, disability bias
He allegedly told his employer that he had been diagnosed with cancer, and took medical leave from June until September. Wells Fargo notified him that he was being let go while he was away, according to the complaint.
By Hannah Levitt and Lananh Nguyen
Merrill Lynch promotes exec to oversee Southeast division
Steve Alch, a U.S. Army veteran, has been with the company since 2001 and has overseen the wirehouse’s operations in Orlando.
Cross-border planning: Challenges when advising international clients
While it may seem that there is a high barrier for entry, there are many resources available for advisors who deal with financial services abroad.
U.K. wealth manager seeking $150M for SPAC in U.S. push
If approved for an IPO, the blank check company will face stiff competition among the growing ranks of RIA acquirers.
Advisor must refund $2.75M in commissions to settle alt sales case
The former J.W. Cole advisor’s practice allegedly sold more than $40 million worth of unsuitable and unregistered promissory notes.
Work from home
Voices: Morgan Stanley sounds the alarm on WFH conduct
From Zoom to Skype to WhatsApp, bankers are often encouraged by clients to connect on platforms that are hard to vet.
By Elisa Martinuzzi
Top-ranked Merrill Lynch advisor joins J.P. Morgan Securities
With more than $1.1 billion in client assets, it is the bank's biggest hire of the year.
Decade's top-performing actively managed funds with over $1B in AUM
“These are tracking the industries that are supporting the economy and will continue in the post-pandemic world,” an expert says.
On being a Black, breastfeeding wealth management professional
Here’s how RIAs are falling short in their support for pregnant and new mothers and what they can do to change it, according to advisor Rianka Dorsainvil.
Rianka R. Dorsainvil
eMoney rolls out new products, services to 'get more plans to more people'
"We’re not just software,” CEO Ed O’Brien says. “We’re here to help advisors be better planners.”
Ryan W. Neal
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