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Client Experience Leader, Edward Jones
How can women do a better job preparing for retirement?
More than a quarter of women in a recent survey say they are confident they will comfortably retire, while almost a third of men voiced the same confidence.
Penalties and fines
Wells Fargo deja vu? Firm dinged for compliance issue 7 years after similar regulatory reproach
The bank failed to implement its own supervisory procedures around single-inverse ETFs, costing clients millions, the SEC says.
Dow Jones Industrial Average
Stocks fall most since August 2011 on virus angst
“Stocks and bonds say we’re doomed,” said Chris Rupkey, chief financial economist for MUFG Union Bank.
Pershing must pay Stanford Ponzi scheme victims $5.6M as fallout grinds on
The major custodian lost its second arbitration case — with even more filings likely — over the services it provided to a brokerage later proved to be engaged in massive fraud.
Successful M&A deals start with this question
RIAs should begin the selling process by visualizing their ideal situation, investment banker and consultant David DeVoe says in an episode of Financial Planning’s In|Vest Podcast.
Major firms in E-Trade’s custody division ponder their future under Morgan Stanley
The custodian’s Liberty platform and “intimate” service are now likely to rest in the hands of a wirehouse.
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