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Sustaining growth will become an increasing challenge, says the firm’s incoming chief revenue officer.

The top 20 are now home to nearly $1.2 trillion in combined assets.

People in this cohort experienced a major setback during the housing bust just as they were likely to be getting married, starting families and becoming first-time homeowners, says one expert.

Nobody at the firm today owns more of its stock than Greg Palm.

“Recent small reductions in headcount reflect the need to balance our workforce growth with the current needs of our business," the company says.

The tax increases stem from lawmakers' failure to index the taxation on inflation, according to one expert.

The former CEO of HD Vest left the firm three months earlier than he originally anticipated.

The deal for Next Financial would grow the firm's portfolio in the sector to nearly 2,000 reps.

This analysis may help calm jittery clients when their portfolios take a sharp downturn.

The firm says clients can achieve similar risk-return exposures and long-term returns with a well-diversified portfolio.

A member-owned market is the wrong response to rising fees.

Clients who intend to file as soon as they receive their W-2s are advised to start gathering their documents.

Taking these steps can help clients insulate themselves from some of the market volatility that we've been experiencing recently, says one expert.

When trying to predict and plan for Alzheimer’s, diabetes and other genetic diseases, certain tests seem attractive. Are they worth the time and money?

There are no “alternative facts” in the law, just truth, opinion and lies. Two you can’t sue for. And the third? Well, brokerages are very careful with their words.

Planners appear to be breaking away from the AUM fee structure.

By sending orders to an exchange they own, banks and brokers presumably can save money on trading costs.

The planner is among the brightest minds in the financial planning profession, but his endorsement of the organization's certification standards is "decidedly enigmatic."

Flat fees may not be as profitable or scalable, but they have significant benefits.

With global growth set to slow in 2019 and central banks poised to shrink their balance sheets, the time is ripe for UBS to freshen up a strategy that had once served it so well.