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The back-office staff and asset-management division bore the brunt of a decline in the overall size in the class.
November 8
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The 4,300-advisor network is investing in insurance distribution after benefiting from rising interest rates and record client assets.
November 7
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A typical Social Security payment is likely to cover basic costs in these areas.
November 7
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The market can't go up indefinitely, says Facet Wealth CEO Anders Jones, who predicts RIAs looking to fund growth-by-acquisition might find themselves cut off.
November 7
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Sentieo is a financial research platform that allows analysts to do financial research, annotate documents and collaborate with colleagues all within the same software.
November 7
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Can smart speakers meet the level of sophistication and security needed for wealth management?
November 7
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It’s the second big loss for Credit Suisse, which is fending off dozens of claims from former brokers claiming their compensation was withheld.
November 7
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New York legislators are set to reconsider a previously stalled fiduciary bill.
November 7
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To sway a federal judge, both sides have tried to bolster their arguments by pointing to Facebook, joint production agreements, news articles and more.
November 7
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The good times in munis aren’t likely to last as the Fed’s push to boost interest rates will hamper future results, an expert says.
November 7
- To win over advisors, don't force tech changes: Q&A with In|Vest speaker, HD Vest's Crystal Clifford
Despite the IBD converting much of its technology, HD Vest's COO says the process has been less painful because its planners are supportive of the changes.
November 7
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Independent Neal Simon was overwhelmed by a popular Democratic incumbent.
November 7
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An ideologically driven political climate complicates the evolution of global interoperable mobile-driven commerce.
November 7
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The midterm elections virtually eliminate the chance that progress will be made on financial services legislation.
November 7
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The presumptive chair of the House Financial Services Committee will likely take the panel in a sharply new direction and have a new bully pulpit to criticize the Trump administration.
November 6
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The focus since the 2016 election on easing rules, tax cuts and expanding access to credit is about to be turned on its head.
November 6
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Several Senate, House and gubernatorial battles are of interest to financial firms. Here is a spotlight on specific contests, with updates as they become available.
November 6
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When leaving heirlooms and other illiquid assets to loved ones, seniors should allow the heirs to inherit the items instead of liquidating them
November 6
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CEO Jamie Price and other executives met with some 1,000 prospective advisors after inking one of the largest M&A deals in the IBD space this year.
November 6
