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The No. 1 IBD unveiled positive recruiting numbers for the third quarter, alongside an 84% jump in profits.

With the number of U.S. indexes far outstripping stocks, anxiety is mounting over whether the funds artificially inflate share prices, fueling bubbles.

Terry Laughlin, who ran the bank’s $2.8 trillion wealth management business, formerly served as its chief risk officer, the bank said in a statement Friday.

Conventional wisdom says to wait as long as possible to claim retirement benefits, but there are exceptions to the rule.

The Microsoft co-founder had no direct inheritors to his wealth, but other family members and potential investors are seeking a portion of his holdings.

The No. 1 IBD poached two more teams from the largest firm in rival network Cetera Financial Group.

The team, which already has $3.5 billion in AUA, will service bond requests of any type from Arkadios Capital’s advisors.

The firm’s broker ranks expanded to 7,813 independent and employee advisors, a new high.

The firm has streamlined its leadership structure and overhauled its marketing strategy.

Sergio Ermotti is under pressure to show investors how the bank can reap greater profits from a merger of its two wealth management businesses.

The deluge into the retail-friendly vehicles comes as the S&P posted declines in 19 of 24 days since peaking in September

Kelly Coffey will succeed Russell Goldsmith as CEO of City National, a Los Angeles-based unit of RBC.

“This is a chance to redesign core systems, some of which go back to PaineWebber,” says Tom Naratil, president of UBS Wealth Management Americas.

Reinventing a new life may involve uncovering new interests and a new way to live after you leave your career.

A lawsuit filed by an ex-client was granted class action status after the firm failed to keep the dispute out of court.

“There’s just right now a heightened sensitivity to what can go wrong,” one strategist says.

How advisors can help clients protect these funds when inherited. If they don't, a few small, early mistakes can cause a client to lose most of the proceeds.

Clients are willing to pay more for tax advice, but they’re still not getting it.

The trading app's move to create its own clearing system signals broader goals.

Factors including low interest rates may have contributed to success.