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Those with outflows cost clients more than twice as much.

Enforcement actions against IAs and reps at the state level soar in 2017, according to NASAA report.

The relationship disintegrated because of a dispute about where to best place client trades.

Some have piled into utilities and long-duration Treasury hedges, while others bulked up exposure to rate-sensitive banks and a chunk did a bit of both.

It’s the latest sign the SEC is taking seriously complaints that fees for market data are too high.

LPL slammed the move by the exiting major issuer to cut off trails for advisors in certain existing contracts.

There are hundreds of claiming strategies — using the wrong one can have major repercussions.

“High-touch” support, technology and firm culture played a part in career changes for seven advisors.

Educators at colleges featured in Financial Planning's annual schools list offer up their favorite titles for young and prospective planners.

When legacy tools only address known risks, firms may be overdue for an upgrade.

Net income increased 31% from a year ago.

Advisor Brian Chilton’s $844,000 arbitration award could herald more losses for the firm.

Investors cheering the firms' knockout third-quarter results may just be setting themselves up for a sucker punch.

Outflows were offset by the firm’s iShares ETF business, which saw net inflows of $33.7 billion in the period.

Tax overhaul has scrapped taxes on a child's excess unearned income at the same rate as their parents.

The fast-growing Mather Group has ambitious expansion plans.

A small group will actually pay less in premiums because the cost-of-living adjustment in their Social Security benefits next year won’t be large enough to cover the premium increase.