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The average beneficiary will receive $39 more a month next year.

Allianz became the second multinational insurance firm to step away from the IBD space this year under a plan to shutter Questar Capital.

It’s at least the fifth time this year that the bank is suing a former advisor for allegedly violating a non-solicitation agreement.

It is not uncommon for asset managers to view these three functions as separate and distinct units with entirely different missions and goals.

How this startup is convincing its customers to sign up not only for investing accounts, but also retirement savings and banking.

What are the best strategies for clients looking to tap assets while minimizing penalties?

Standout firms and individuals were awarded by NICSA their efforts in transforming industry operations.

Wealth managers are reassessing their services as younger investors are focusing on personal values.

One hybrid robo advisor is looking to new reporting tools to help push a higher standard of client care.

Before you choose the technology that powers the day-to-day work of your business, it’s sensible to ask how each potential partner is funded.

Schwab, Vanguard and LPL explained their approach to campaign donations as the industry and its supporting sectors provided $19 million in PAC contributions.

A majority of sell tickets were driven by passive funds off program desks, traders say.

The brokers moved their practices to rival firms Ameriprise and William Blair.

Instead of the client’s grown children getting a preset amount at, say, age 25, the decision is strictly at the trustee's discretion.

Caution is key across global markets as investors try to gauge whether the selloff is a harbinger or a blip.

The SSA may tell your clients they can’t use this filing strategy. But author and consultant Brian Doherty says the agency is wrong.

Advisors can help by being familiar with tax relief options that might be available to affected clients. Here's what to look for.

Earlier this year, Jason Kirkland was recognized for his “many contributions” to the firm.

Nuveen has pared allocations to non-U.S. developed market equities, while JPMorgan is dialing back global stocks positions in favor of U.S. shares.

The regional BD has added three new advisor teams to its ranks, as well as a head of equity and institutional middle markets.