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Advisors can prune their practices to focus on the most profitable individuals — but it takes more than just time.

The Raymond James affiliate has snagged more than two dozen recruits this year.

Data reported by the Investment Company Institute.

The winners of this year’s NICSA NOVA awards highlight how disruptive technology and product development are reshaping the space.

Advisors are more successful when they challenge discrepancies and help to resolve that conflict, a new study finds.

Investors flocked to ultra-short bond funds as few are willing to bet against persistent rising rates.

Premiums appear to be stabilizing finally and even dropping in some states.

A former employee suing the firm for racial discrimination says he was not properly notified of changes in how Morgan resolves disputes.

The CEO of Bronfman Rothschild pins his hopes on a nonpartisan message.

Amid a polarized climate, one firm is giving some clients what they've asked for.

Martin Rice and his partner Beau Barrett joined a network launched by Rice’s old training partner, Jim Dickson.

Stellar U.S. economic data, hawkish monetary expectations and strong commodity prices have pushed 10-year and 30-year Treasurys to breakout range.

The deal is the latest addition to the regional BD’s growing portfolio of M&A deals.

The "Rule of 100" follows the rule-of-thumb of growing more conservative as investors grow older, but it also may be obsolete since it was developed when interest rates were higher.

Melvin Leonard Wimmer Jr. is said to have bilked clients out of their retirement savings.

The mutual fund giant's head of wealth management technology says there's a way to improve how financial planning tools work together.

The crash of 2008 was intense but, in hindsight, short-lived. Market gains began a few months afterward and have continued with few exceptions.

The saga shows the ups and downs of partnerships between massive incumbents and nimble startups.

The business of supporting charitable giving has never been so profitable.

Noting how retirement saving has changed, the executive says the “responsibility we have for people’s savings is awesome.”