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Growing up in a house full of doctors, Mihir Patel was expected to follow in his family’s footsteps. He didn’t.

The aggregator has filed with the SEC, and the aftermath of an offering will be closely watched.

Fulvio Urbinati’s book of business includes clients in Chile and Peru, the U.S. and France.

Short-term returns are mostly noise, which, by definition, largely cancels itself out over time

How to use content marketing through blogs, videos, podcasts and social media to boost your business.

The break on qualified business income will save company owners an estimated $415 billion over the next decade. Are your clients eligible?

The regional broker-dealer posted record revenue for the eighth year in a row.

GraniteShares had yet to launch a fund when Kristen Winther joined two years ago. Now with five products on the market, it’s a “full-fledged business.”

Wealth management allows veterans the chance to help each other in a meaningful way.

Five members of the network will receive the scholarship each cycle.

As the first woman executive at Carson Group, Teri Shepherd made it a priority to increase the number of women advisors at the firm.

The firm’s asset management arm, along with Franklin Templeton, supplied Remington with a $100 million loan to carry it out of the Chapter 11 process.

After weathering the industry’s upheaval in the financial crisis, Adam Merino now co-leads a team serving about 35 ultrahigh-net worth families.

Benefits are based on how much someone earns in their top 35 working years. So if there are fewer years in someone's career, their monthly retirement checks will be lower. Check out the other reasons clients could receive less.

The ability for consumers to access and share data in one place could transform financial advice.

The firm provided some 82,400 initial and annual privacy notices to customers that were not compliant and in some cases provided no notices at all, FINRA claimed.

The industry research organization LIMRA sees reasons for optimism despite flat overall sales figures in the first quarter.

As FS Investments' chief U.S. economist, Lara Rhame mentors four women at the firm, meeting regularly to discuss their professional and personal goals.

Nicole Christians joined Merrill Lynch as an intern and never looked back.

A new survey finds that three-quarters of baby boomers expect to postpone retirement due to a unrealistic expectations of medical expenses, among other reasons.