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Baird reported record revenues for 2013, and added a former-Wells Fargo advisor as branch manager for its Charleston, S.C. office, marking its twelfth recruitment so far this year.

Younger investors have eight times more money in Roth IRAs than traditional IRAs, according to one recent report.

America’s improving fiscal health is starting to be reflected in the market for Treasuries.

Staff loyalty must be earned. Use these tactics to make sure your employees feel connected and committed to your firm's success.

A new PriceMetrix study shows jump in assets & revenue, but highlights other worries for the industry.

The world's largest mutual fund company pulled in more than 90% of the more than $15 billion that investors poured into U.S.-listed ETFs in Q1, adding fuel to the fire of fund managers and providers who fear Vanguard becoming too big.

From investors scrambling out of ETFs to regulations prompting managers to change distribution strategies, here's top news impacting mutual fund and ETF managers and providers.

The advisor was suspended for downloading reams of confidential, nonpublic information for more than 2,000 customers of a credit union where he had previously been employed.

Using these two simple techniques, one firm acquired over 100 new clients through social media last year.

An advisor team with $1.2 billion in assets under management has left Morgan Stanley to join Lebenthal Wealth Advisors. But Lebenthal isn't the only wealth manager with new talent on board. Here are the most recent moves among wirehouse advisors.

Here are some of the most common mistakes advisors make in running their practices -- and how you can avoid them, according to one practice management expert and former advisor.

A former client rediscovered this advisor -- and his new specialty -- by searching for advice and finding his blog posts online. Here's how social media can lead to compliments and a real-world payoff.

A former client rediscovered this advisor -- and his new specialty -- by searching for advice and finding his blog posts online. Here's how social media can lead to compliments and a real-world payoff.

A bad website or emails with typos will work against you in just the same way as scuffed shoes and a messy desk, says a former advisor and social media expert. Here are three quick ways to put a fresh shine on your social media sites.

Head of LPL's Advisor Services' departure 'not related to company performance,' according to a company statement.

Vanguard Group Inc., the world’s largest mutual-fund company, said only a minority of high- frequency traders may be hurting other investors.

Online and mobile banking have forever transformed the way people bank, but the digital evolution has a dark side: it is increasingly creating new opportunities for fraudsters to hack into accounts.

JPMorgan Chase & Co., the largest U.S. lender, agreed to sell its large-market 401(k) recordkeeping business to a division of Canadian life insurer Great-West Lifeco Inc.

The former president and chief executive of Gateway Bank in Oakland, Calif., has been accused of orchestrating a fraud scheme to disguise the bank's crumbling financial condition.

World's largest mutual fund company pulled in more than 90% of the more than $15 billion that investors poured into U.S.-listed ETFs in Q1, adding to fears that Vanguard is becoming a near monopoly.