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Over the next 12 - 18 months, the bank will introduce the U.S. version of the ultra-high-net wealth management program that its parent, BNP Paribas, rolled out in Europe and Asia.

This Social Security strategy can be beneficial for married clients, but has a unique opportunity for singles, too. Make sure you understand the rules.

Justin Reckers and Michelle Smith explain how and why to look into a wealthy client's assets during a divorce.

From FINRA fining two firms to U.S. listed ETFs seeing inflows of $27.94 billion, here's top news impacting mutual fund and ETF managers and providers.

FINRA found that LPL didn’t have a reasonable system in place to determine whether purchases of alternatives would cause a customer’s account to be unsuitably concentrated.

The dollar snapped six weeks of declines against the euro, the longest losing streak in more than six years, as the Federal Reserve signaled it’s moving toward raising interest rates.

FINRA is examining allegations that broker-dealers violated bond documents and municipal rules by trading bonds from Puerto Rico's recent $3.5 billion general obligation deal to customers in sizes less than the required $100,000 minimum denomination.

'CARDS would be a massive and invasive regulatory undertaking with serious privacy implications ... and added technology costs and regulatory burdens,' according to a SIFMA statement.

Treasury 10-year notes fell for the first time in three days before the U.S. sells $96 billion of fixed-rate notes this week.

Xerox is repurposing its Safe Courier app, which lets people scan and send financial documents like loan applications and tax paperwork on their smartphones, for the financial services industry.

Justin Reckers and Michelle Smith explain how and why to look into a wealthy client's assets during a divorce.

"There's still an employee mentality, even if an advisor is the founder or principal of a firm," says Stratos CEO Jeff Concepcion.

Reluctant advisors are advised to get over their reservations and start extending their marketing efforts to social.

Here are some of the most significant tax law changes to keep in mind this year as advisors prepare 2013 income tax returns and start planning for next year.

Advisors, even top producers, get fired more often than you think. Recruiter Danny Sarch explains the pitfalls to avoid.

Caveats aside, advisors can use social media to boost their business and build stronger relationships with clients.

Asset growth is still the name of the game—here are the best in the bank channel.

Heavily discounted, online rivals are challenging the planning profession's right to exist. Here's how to fight back.

A measured dose of private placements can boost returns for HNW clients willing to hold some illiquid assets.

High-net-worth clients may be concerned about various threats to their security. Here are some ways advisors can help.