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The allegations involving 12b-1 fees, cash sweeps and commissions also include violations of best execution rules.December 23
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With 350 firms on its client roster, the acquisition of Flourish gives the insurer a springboard into the independent advisor market.December 16
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Wealthfront gives users more control over their money with automatic transfers to savings accounts or ETFs.September 2
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Crush of inflows to money-market funds has come even as the funds’ own yields approach zero.May 8
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Even as Schwab, TD Ameritrade and E-Trade attract billions in new assets, company cash yields suffered from Fed cuts.April 26
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For planners who embrace the potential to provide these services, it can be a natural next-generation service offering.March 2
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Wealth management is playing an ever bigger role at the firm, which aims to add a million new clients in the coming years.January 28
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Advisors should be increasingly aware of how banks are shaping client expectations.January 15
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Money clients don’t currently have in stocks will automatically go into a separate account paying 1.8% interest.December 12
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In search of new sources of revenue now that it has slashed fees on stock trades, the brokerage giant could use the influx of deposits to grow its loan portfolio and add new banking services.December 5
