Content classifications https://www.financial-planning.com/tag/content-classifications Content classifications en-US Tue, 21 Apr 2026 21:24:00 GMT 2026-04-21T21:24:00Z en-US <![CDATA[ With no ownership prospects, bank advisors leave to form RIA ]]> https://www.financial-planning.com/news/with-no-ownership-prospects-bank-advisors-leave-to-form-ria Tue, 21 Apr 2026 21:24:00 GMT 0000019d-b1d4-d3e0-abbd-f7f69c3f0001 Dan Shaw 2026-04-21T21:24:00Z <![CDATA[ Stifel looks to give its CEO another big pay bump ]]> https://www.financial-planning.com/news/stifel-looks-to-give-its-ceo-another-big-pay-bump Mon, 20 Apr 2026 21:16:54 GMT 0000019d-acba-df46-a1fd-ffbe19c60000 Staff report 2026-04-20T21:16:54Z <![CDATA[ Merrill beats ex-advisor in deferred comp-retirement case ]]> https://www.financial-planning.com/news/merrill-beats-ex-advisor-in-deferred-comp-retirement-case Mon, 20 Apr 2026 21:08:01 GMT 0000019d-acaf-d3e0-abbd-efaf3bf70001 Dan Shaw 2026-04-20T21:08:01Z <![CDATA[ Wells Fargo's indie channel pulls $2.1B team from UBS ]]> https://www.financial-planning.com/news/wells-fargos-indie-channel-pulls-2-1b-team-from-ubs Wells Fargo's FiNet unit this year. ]]> Mon, 13 Apr 2026 19:32:41 GMT 0000019d-884b-dad0-a3dd-9ccfe4600001 Staff report 2026-04-13T19:32:41Z <![CDATA[ Merrill underlines recruiting ambitions with $2.2B advisor pulled from JPMorgan ]]> https://www.financial-planning.com/news/merrill-underlines-recruiting-ambitions-with-2-2b-advisor-pulled-from-jpmorgan Thu, 09 Apr 2026 17:07:54 GMT 0000019d-7331-d55f-a3bf-7f7b75460001 Staff report 2026-04-09T17:07:54Z <![CDATA[ Growth, not 'lifestyle' — RIA leaves Commonwealth for Merit ]]> https://www.financial-planning.com/news/growth-not-lifestyle-ria-leaves-commonwealth-for-merit Tue, 07 Apr 2026 21:51:54 GMT 0000019d-69e0-d11e-addd-ebe54d2f0001 Dan Shaw 2026-04-07T21:51:54Z <![CDATA[ With new president, Rockefeller sets to redefine meaning of 'family office' ]]> https://www.financial-planning.com/news/with-new-president-rockefeller-sets-to-redefine-meaning-of-family-office Mon, 06 Apr 2026 20:42:08 GMT 0000019d-6481-dce0-a9bf-f7f548b30000 Dan Shaw 2026-04-06T20:42:08Z <![CDATA[ 654 departures: A look at the LPL-Commonwealth deal one year later ]]> https://www.financial-planning.com/news/654-departures-a-look-at-the-lpl-commonwealth-deal-one-year-later Wed, 01 Apr 2026 21:13:02 GMT 0000019d-4a82-dad0-a3dd-5ec6efbb0001 Dan Shaw Elijah Nicholson-Messmer 2026-04-01T21:13:02Z <![CDATA[ Ameriprise CEO gets big raise to cap record revenue year ]]> https://www.financial-planning.com/news/ameriprise-ceo-gets-big-raise-to-cap-record-revenue-year Tue, 24 Mar 2026 18:47:33 GMT 0000019d-211e-dcc2-a5dd-775fd9640000 Dan Shaw 2026-03-24T18:47:33Z <![CDATA[ $1.25B AUM ex-First Republic team exits JPMorgan, joins Janney ]]> https://www.financial-planning.com/news/1-25b-aum-ex-first-republic-team-exits-jpmorgan-joins-janney JPMorgan. ]]> Mon, 23 Mar 2026 17:31:29 GMT 0000019d-1bae-d53d-a5df-7fafaafb0001 Dan Shaw 2026-03-23T17:31:29Z <![CDATA[ LPL to triple CEO pay, but Steinmeier still trails peers ]]> https://www.financial-planning.com/news/lpl-to-triple-ceo-pay-but-steinmeier-still-trails-peers Fri, 20 Mar 2026 19:58:01 GMT 0000019d-0ccc-dfac-afff-dffcc2620000 Dan Shaw 2026-03-20T19:58:01Z <![CDATA[ Edward Jones CEO pay dips 3.5% after mixed year for firm ]]> https://www.financial-planning.com/news/edward-jones-ceo-pay-dips-3-5-after-mixed-year-for-firm Mon, 16 Mar 2026 16:24:47 GMT 0000019c-f772-d966-affc-f7fe07fd0001 Dan Shaw 2026-03-16T16:24:47Z <![CDATA[ How Journey Strategic Wealth plans to stay independent under Hightower ]]> https://www.financial-planning.com/news/how-journey-strategic-wealth-plans-to-stay-independent-under-hightower Wed, 11 Mar 2026 22:08:53 GMT 0000019c-deec-d966-affc-feeedd550001 Dan Shaw 2026-03-11T22:08:53Z <![CDATA[ Wells Fargo indie channel picks up $1.7B UBS team ]]> https://www.financial-planning.com/news/wells-fargo-indie-channel-picks-up-1-7b-ubs-team Wells Fargo. ]]> Wed, 04 Mar 2026 22:59:18 GMT 0000019c-bb0b-ddf5-a19f-ff8baa330000 Staff report 2026-03-04T22:59:18Z <![CDATA[ After 15 years at UBS, advisor duo boomerangs to Morgan Stanley ]]> https://www.financial-planning.com/news/advisor-duo-boomerangs-to-morgan-stanley-after-15-years-at-ubs Tue, 03 Mar 2026 22:26:03 GMT 0000019c-b5bb-d44f-abfc-f7bfe9a90001 Dan Shaw 2026-03-03T22:26:03Z <![CDATA[ NewEdge taps Ameriprise once more, recruits $1B team ]]> https://www.financial-planning.com/news/newedge-taps-ameriprise-once-more-recruits-1b-team Thu, 26 Feb 2026 15:02:33 GMT 0000019c-9a64-d228-a79e-9af509260000 Dan Shaw 2026-02-26T15:02:33Z <![CDATA[ UBS promotes from within to name new advisor head ]]> https://www.financial-planning.com/news/ubs-promotes-from-within-to-name-new-advisor-head Tue, 24 Feb 2026 22:53:45 GMT 0000019c-91d5-d09f-a79f-b9d5e13b0001 Staff report 2026-02-24T22:53:45Z <![CDATA[ Merrill loses $1B AUM team to Janney ]]> https://www.financial-planning.com/news/1b-aum-team-hops-from-merrill-to-janney Mon, 23 Feb 2026 20:28:17 GMT 0000019c-8c28-da31-a5fc-ad3fa1220001 Dan Shaw 2026-02-23T20:28:17Z <![CDATA[ Wells Fargo pulls $3.1B AUM team from JPMorgan ]]> https://www.financial-planning.com/news/wells-fargo-pulls-3-1b-aum-team-from-jpmorgan Fri, 20 Feb 2026 20:04:11 GMT 0000019c-7c9c-d9fc-a39f-fefd7fe60001 Dan Shaw 2026-02-20T20:04:11Z <![CDATA[ UBS trio with $480M in AUM exits for Wells Fargo ]]> https://www.financial-planning.com/news/ubs-team-with-480m-in-aum-hops-to-wells-fargo Tue, 17 Feb 2026 22:09:35 GMT 0000019c-6d8c-d45a-abbd-6dac0dec0000 Dan Shaw 2026-02-17T22:09:35Z