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More than three-quarters of those who passed the test studied at least 10 hours-per-week, according to a recent study.
February 24 -
Here are prep techniques and resources for candidates taking a test that can seem daunting.
October 28CFP Board -
Actions hit a nine-year high and restitution climbed to the highest total since 2013 — even before the rule’s heightened scrutiny.
September 25 -
Based on the “forced experiment” of its remote periodic examinations of broker-dealers, the onsite portion “may not be necessary,” Robert Cook said.
September 24 -
The regulator is doing more with less but also missing its own goals around how long an investigation takes to result in an enforcement case.
October 29 -
They’re grinding forward with changes, even as complicating factors emerge ahead of when the rule takes effect next year.
September 10 -
A young advisor put her faith in letters and numbers until a client set her straight.
June 7Capital Benchmark Partners -
The regulator is living up to its promise to overhaul exams and engage more — and one potential rule in the works would be “monumental," according to the IBD.
November 8 -
Five members of the network will receive the scholarship each cycle.
May 25 -
A pen and paper or more advanced methods of documentation can save financial advisors from a variety of troubles.
May 22