Investment funds

The money manager has been shorting a group of technology stocks, which he’s described as a “bubble basket.”

This time inverse leveraged technology funds are at the center of the action.

Issuers and investors stand to benefit from the provision, which makes it easier for managers to select securities for their funds, but not without risk.

Some investors are demanding action on gun manufacturer and retailer stocks. Can financial advisors deliver?

While outpacing the S&P 500, the price tag is higher — the average expense ratio is more than 1%.

The firm seeks to diversify investment risk for clients by combining six internally managed liquid alternative strategies. Plus; other launches.

The $11 billion hedge fund is accused of operating like a “boys’ club” where women were paid less than their male counterparts.

Clients invested in bond funds may soon be in for a rude awakening. Here’s how advisors can explain the risk.

The agency is using alternatives to enforcement actions such as targeted exams, deficiency letters and a self-reporting initiative.

The S&P 500 has been on a tear, but there are always outperformers — see who bested the competition.

Funds that experienced poor performance and registered investment companies with little management experience are among those that may be under scrutiny.

Rapidly shifting economic conditions, a new tax law and fee pressure are among the challenges in the year ahead.

Rapidly shifting economic conditions, a new tax law and the preponderance of low-cost passive products are just some of the obstacles in the year ahead.

Data reported by the Investment Company Institute.

Research traditionally funded by asset managers through soft-dollar trading commissions now requires added transparency.

Women still only account for one-in-nine positions — but clients may benefit from diversity, according to a Morningstar study.

Trump’s call for tariffs on steel and aluminum imports, and subsequent worries of a trade war, have recently taken a toll on emerging markets investments.

The firm launched an asset management unit to manage the product, providing access to the estimated $450 billion digital currency market.

Following criticism for its faulty 2016 election algorithms, the firm appointed a new research director to collaborate with its quants and money managers.

The second-largest independent broker-dealer overcharged nearly 1,800 retail retirement accounts, the regulator says.