-
Some advisors think they’re stuck with legacy systems. They’re not, says the firms’ managing partner.
May 15 -
The increased scrutiny focuses on the algorithms at the heart of automated investment decisions.
March 13 -
A look at the difference in responses between employees working for companies that made the list and those that did not.
February 24 -
Advisors are increasingly buying tech to monitor information sharing between financial firm partners and tech vendors.
January 30 -
Regulator puts brokers on notice about its top concerns for 2019.
January 23 -
From the SEC to the Supreme Court, here's what could be playing out this year.
January 7 -
The startups competing at XY Planning Network's fintech competition say they're solving RIA practice concerns that the industry has failed to address.
September 26 -
Fintech accelerator Scratchworks kicked off its second competition, having already funded two winning startups from its inaugural contest.
September 19 -
Applications that tackle the industry's compliance issues, automate back-office processes and streamline clearing and settlements are drawing interest from venture capital firms.
September 19 -
Regulators including FINRA are looking at ways to help spur innovation.
September 12