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Advisors use Facebook, LinkedIn, Twitter; some companies formulate official policies.
December 10 -
Ambition and training helped one veteran advisor learn to adopt financial planning tools, account aggregation software, video conferencing apps and tablets in his effort to create "a new client experience."
December 9 -
The publishing window for Form U5 disclosures will now be three days instead of 15; Changes take effect on Dec. 12.
December 2 -
The recruit had $1 million in annual production before leaving the wirehouse.
November 30 -
The biggest challenge with new digital tools is getting people to adopt them and do things differently, says the vice president of technology at Cleary Gull, a Milwaukee-based wealth manager.
November 25 -
A financial planner left the wirehouse for the independent channel at Wells Fargo.
November 24 -
Advisors usage of social media includes platforms like Pinterest, where they showcase lifestyle-oriented content to their clients and potential clients.
September 29 -
Celent says "advisors and firms have no choice [but] to continue to adapt to client demands, which is increasingly a digital delivery."
September 18