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One wealth manager expects his income to drop by at least $30,000 this year, according to a new Arizent survey. Technology usage is also soaring and some companies’ lack of preparedness is revealed.March 24
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To hear some regulators tell it, “commission” is code for churning — but the fee-based vogue gives rise to reverse charges, writes Mark Elzweig.March 24
PresidentMark Elzweig Co.
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As a longtime proponent of flat fees, I see a lot of pain ahead for firms that rely solely on assets under management.March 23
Director of PlanningLife Planning Partners
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Bank tellers, call-center employees and support staff are part of the roughly 70% of American workers who don’t have the ability to work from home.March 23
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The company's bank tellers, call-center workers and support staff are part of the roughly 70% of American workers who don’t have the ability to work from home.March 20
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The tumult is the latest example of the pressures that the firm faces as an upstart in the hyper-competitive and tightly regulated brokerage business.March 16
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Senior officials are growing wary of how firms are trying to recoup revenue amid the "race to zero" commissions.March 12
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Restoring fee-model disclosures to its website is just the first step in correcting the organization’s “monumental failure,” according to fiduciary watchdog Ron Rhoades.March 9
CFP and professor at Western Kentucky University
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The decision does not diminish the board's conviction that consumers have a right to know how they are paying for products and services, writes the former board chairwoman.March 6
Financial planner, former CFP Board chairwoman.
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The custodian is introducing a subscription fee and zero-commission model for advisors.March 5
