Dasarte Yarnway explains how he “fought and clawed” his way into the profession and discusses the ambitious goals he’s working toward for his RIA and the industry.
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FounderWealth LogicJanuary 22
CEOSondhelm PartnersJanuary 21
The promotions positions Jim’s son Nathaniel Simons to assume his father’s role as chairman under a succession plan that began about a decade ago.7h ago
Many pre-retirees leave the workforce sooner than anticipated as a result of various factors, such as job loss and illness.January 22
FINRA blocked the influential advisor and wealth management entrepreneur on one case, but an arbitrator backed him on another.January 22
“It’s no longer about coming to market and getting funding with some kind of novel pitch and seeing if it sticks,” says an industry analyst.January 22
The arbitrators based their ruling “on the defamatory nature of the information.”January 22
The move expands the manager’s commission-free platform, which has included all mutual funds since 1977 and all ETFs since 2010.January 22
Data, Research & Multimedia
The SEC examined approximately 2,180 RIAs in 2019.
For wealth managers to make smarter business decisions, get to market faster, and connect more effectively with their clients, data is the key.
The record level of transactions — as well as long-term industry shifts — often prompt advisors and other wealth management professionals to assess their options.
More often than not, wirehouses were on the losing side of these moves.
While these 20 dizzying changes will throw some for a loop, financial advisors and their clients grow more powerful each year.
After considerable changes in 2019, how will the firm navigate fee compression and answer renewed questions over whether it competes with RIAs for clients?