The technology provider has become a leading data aggregator. But questions have surfaced about its use of customer data.
Financial Planning is the only information resource dedicated to serving the needs of independent financial planners.
Retirement marketing program managerCommonwealth Financial NetworkDecember 27
Managing PrincipalCipperman Compliance ServicesDecember 16
The firm's chief Eric Clarke says there are multiple suitors.January 16
When the world’s wealthy look for a bank to entrust with their personal fortunes, Goldman Sachs isn’t necessarily on their speed dial.January 16
The SEC examined approximately 2,180 RIAs in 2019.January 16
“The advice I give is to calculate the financial impact for each option,” an expert says.January 15
Trade groups warn that a proposal could end commissions in the state and play into a "fractured" regulatory environment nationwide.January 15
Data, Research & Multimedia
For wealth managers to make smarter business decisions, get to market faster, and connect more effectively with their clients, data is the key.
The record level of transactions — as well as long-term industry shifts — often prompt advisors and other wealth management professionals to assess their options.
More often than not, wirehouses were on the losing side of these moves.
While these 20 dizzying changes will throw some for a loop, financial advisors and their clients grow more powerful each year.
After considerable changes in 2019, how will the firm navigate fee compression and answer renewed questions over whether it competes with RIAs for clients?
From regulations to diversity and inclusion, these leaders are set to make an impact on wealth management.