Aarti N. Maharaj

JPMorgan Chase & Co. has recently recruited Michael O’ Brien, a former BlackRock executive to head the company’s institutional sales globally

The Royal Bank of Canada’s wealth unit in the U.S increases its net income by 10%.

Cetera Financial Group has appointed Mark Palmer as national sales manager.

The securities industry regulator fined a Zions Bancorp unit $225,000 for failing to disclose a potential conflict of interest in online auctions for certificates of deposit.

Merrill Lynch Wealth Management recently hired L. Scott Horrall from UBS Wealth Management.

UBS Wealth Management Americas announced on Tuesday that it has recently recruited two, million-dollar teams from Morgan Stanley Smith Barney and Merrill Lynch.

The company hired eight advisors and two branch managers from Morgan Stanley Smith Barney.

The New York-based company has hired a million dollar Wells Fargo team of advisors.

As part of an ongoing spate of new hires over the past few months, Bank of America's U.S. Trust unit added eight wealth management executives to its team on Friday.

A Morgan Stanley spokesperson confirmed that Art Martin, his son, Wade Martin, and John Rizzo joined the brokerage’s Lawrenceville, N.J office.

Ellyn McColgan former president and chief operating officer of the Global Wealth Management Group at Morgan Stanley has been recruited to serve on the board of directors at Primerica

The regulator sanctioned the banking company for unethical CMO sales practices.

Christian Widen has been named senior vice president of RBC Advisor Services

Bank of America Merrill Lynch is set to pay $2.5 million in restitution and fines after failing to provide discounts to customers on a certain type of redeemable security, the brokerage industry's primary regulator said on Wednesday.

Independent member firms of FINRA have landed seats on the regulator’s board.

Jakob Stott has been hired from JPMorgan to head its European wealth management unit.

RBC Wealth recruited Jason Braunstein from Morgan Stanley.

Merrill Lynch is set to pay New Jersey $728,260 in civil penalties and change its business practices to be in compliance with state law.

Wells Fargo adds Bonnie Humphrey and Christopher Ross to its Washington operation as part of expansion efforts.

FINRA fined the financial services company for deficient conflict of interest disclosures in equity research reports and public appearances.