Updated Thursday, July 31, 2014 as of 3:35 PM ET
Payout Grids

Company Mutual Funds % Stocks % Bonds % Annuities % Insurance % Alternatives % Rep-MGD % Firm-MGD % Outside-MGD %
Allstate Financial Services 45 to 81 60 60 45 to 81 45 to 81 NA NA NA NA
American Portfolios Financial Services 90 90 90 90 90 90 90 90 90
Ameriprise Financial up to 91 percent up to 91 percent up to 91 percent up to 91 percent up to 91 percent -- -- -- --
Ameritas Investment 50-90 50-90 50-90 50-90 50-90 50-90 50-90 50-90 50-90
AXA Advisors 50-80 50-80 50-80 50-80 50-80 50-80 50-80 50-80 50-80
Berthel Fisher Financial Services 70-90 70-90 70-90 70-90 70-90 70-90 70-90 70-90 70-90
Broker Dealer Financial Services -- -- -- -- -- -- -- -- --
Cadaret, Grant 90 87 87 90 92 87 95 90 90
Cambridge Investment Research Up to 95+ Up to 90 Up to 90 Up to 93 Up to 100 Up to 93 Up to 100 Up to 100 Up to 95+
Centaurus Financial up to 90 up to 80 up to 90 up to 90 up to 90 up to 90 up to 90 not applicable up to 90
Cetera Advisor Networks Up to 89 Up to 89 -- Up to 89 Up to 94 -- -- -- --
Cetera Advisors Up to 92 Up to 82 -- Up to 95 Up to 95 -- -- -- --
Cetera Financial Institutions Up to 92 Up to 90 -- Up to 95 Up to 95 -- -- -- --
Cetera Financial Specialists Up to 90 Up to 90 -- Up to 90 Up to 90 -- -- -- --
Commonwealth Financial Network Up to 95 Up to 95 Up to 95 Up to 95 up to 100 Up to 95 up to 100 up to 100 up to 100
Crown Capital Securities 85 - 92 70 - 85 70 - 85 85 - 92 85 - 92 85 - 92 85 - 92 -- 85 - 92
CUNA Brokerage Services 20 - 42 20 - 42 20 - 42 20 - 42 20 - 42 20 - 42 20 - 42 20 - 42 20 - 42
CUSO Financial Services & Sorrento Pacific Financial Services 90-92 90-92 70-90 90-92 90-92 90-92 90-92 NA 90-92
First Allied Securities Up to 95 Up to 95 Up to 95 Up to 95 Up to 100 Up to 95 Up to 95 Up to 95 Up to 95
Founders Financial Securities 80-90 80-90 80-90 80-90 80-90 80-90 80-90 80-90 80-90
FSC Securities 90-95 80-85 80-85 90-95 90-95 90-95 90-98 90-98 90-98
Geneos Wealth Management 80-93 70-83 70-83 80-93 90-95 80-93 80-95 80-95 80-95
Girard Securities 90 - 90 90 - 95 90-95 90-95 90-100 90-95 90-95 90-95 90-95
H. Beck up to 95 up to 80 up to 80 up to 95 100 up to 95 up to 95 up to 95 up to 95
Harbour Investments 70-92 70-92 70-92 70-92 70-100 70-92 70-92 70-92 85-95
HD Vest Investment Services 50-90 50-85 50-85 50-90 100 50-90 50-90 50-90 50-90
Independent Financial Group 85-92 85-92 85-92 85-92 85-92 85-92 85-92 85-92 85-92
ING Financial Partners Avg 89 Avg 89 Avg 89 Avg 89 Avg 89 Avg 89 Avg 89 Avg 89 Avg 89
Invest Financial 90-95 80-85 80-85 90-95 90-95 90-95 90-95 90-95 90-95
Investacorp 90-95 90-95 90-95 90-95 90-95 90-95 90-95 90-95 90-95
Investment Center 24 6 9 24 1 -- 30 -- 6
Investment Centers of America 75-92 75-85 75-85 75-92 75-92 75-92 75-92 -- 75-92
Investors Capital up to 92 up to 92 up to 92 up to 92 up to 92 up to 92 up to 92 up to 92 up to 92
J.P. Turner 85-90 85-90 85-90 85-90 85-90 85-90 -- -- --
J.W. Cole Financial 92 92 92 92 100 92 92 92 92
KMS Financial Services 50-95 50-95 50-95 50-05 50-95 47-92 50-95 50-95 50-95
Kovack Securities 90 90 90 90 90 90 90 90 90
Larson Financial Securities 5 -- -- 10 55 5 -- 25 --
LaSalle St. Securities 85-92 85-92 85-92 85-92 85-92 85-92 85-92 85-92 85-92
Lincoln Investment Planning n/a n/a n/a n/a n/a n/a n/a n/a n/a
LPL Financial 90-98 77-91 77-91 90-98 90-98 90-98 90-98 N/A 90-98
M Holdings Securities 95 95 95 95 97 95 95 95 95
MML Investors Services 40-82.5 40-82.5 40-82.5 40-82.5 40-82.5 40-82.5 -- -- 40-82.5
National Planning 90-95 80-85 80-85 90-95 90-95 90-95 90-95 90-95 90-95
NEXT Financial Group 90 85 85 90 90 85 90 90
NFP Advisor Services 65-95 65-95 65-95 65-95 96 65-95 65-96 65-96 65-96
Northwestern Mutual 35-90 35-90 35-90 .5 - 2.5 of deposits varies varies 35-90 35-90 35-90
O.N.Equity Sales 75-92 75-92 75-92 75-100 75-100 75-92 75-92 n/a 75-92
Park Avenue Securities up to 85.5 up to 85.5 up to 85.5 up to 85.5 up to 85.5 up to 85.5 up to 85.5 up to 85.5 up to 85.5
PlanMember Securities Up to 92 Up to 92 Up to 92 Up to 92 100 Up to 92 Up to 92 Up to 92 Up to 92
Princor Financial Services 45-85 45-85 45-85 varies -- 45-85 45-85 -- 45-85
ProEquities n/a n/a n/a n/a n/a n/a n/a n/a n/a
Prospera Financial Services 91-99 91-99 91-99 91-99 91-99 91-99 91-99 91-99 91-99
Questar Capital up to 90 up to 90 up to 90 up to 90 up to 90 up to 90 up to 90 up to 90 up to 90
Raymond James Financial Services 85-95 82-95 80-95 85-95 80-95 80-95 85-100 85-95 80-95
Royal Alliance Associates 90-94 70-80 70-80 90-94 90-94 90-95 90-98 90-98 90-98
SagePoint Financial 90-93 80-83 80-83 90-95 90-95 90-95 90-98 90-98 90-98
Sammons Securities 50-90 50-90 50-90 50-90 100 50-90 50-90 -- 50-90
Securian Financial Services up to 95 up to 95 up to 95 up to 95 up to 93 -- up to 95 -- up to 95
Securities America 92-95 92-95 92-95 92-95 100 92-95 92-95 -- 92-95
Securities Management & Research 55-90 55-90 55-90 55-90 55-90 55-90 55-90 55-90 55-90
Securities Service Network 94 98 98 94 100 85 98 n/a 94
Sigma Financial 80-90 70-90 70-90 80-90 100 80-90 80-90 80-90
Signator Investors 40-93 40-93 40-93 40-93 40-93 40-93 na na 40-93
SII Investments 90-95 80-85 80-85 90-95 90-95 90-95 90-95 90-95 90-95
Sterne Agee Financial Services 90 90 90 90 90 -- 90-100 90-100 90-100
Summit Brokerage Services 80-95 80-95 80-95 80-100 80-100 80-95 80-95 80-95 80-95
Transamerica Financial Advisors
Triad Advisors 80-92 75-85 75-85 80-92 90 80-92 90-100 -- 90-100
VSR Financial Service 80-92 80-88 80-88 80-92 80-92 80-92 80-97 80-97 80-97
Waddell & Reed Financial Advisors 45-82 45-57 45-82 45-82 45-82 45-82 45-82 45-82
Wells Fargo Advisors Financial Network 70-90 68-83 68-83 70-90 70-90 70-90 70-90 70-90 70-90
Woodbury Financial Services 85-95 85-95 85-95 85-95 85-95 85-95 85-95 85-95 85-95
-- Does not apply
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