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RIAs
Voices
My 'beautiful' letter to the SEC I wish I could rewrite
Bob Veres
Columnist
Here's what I've realized since I penned my original missive to the commission.
CFP Board, FPA get busy after Missouri bans CFP designation
Missouri legislators inadvertently passed a law that would outlaw the Certified Financial Planner credential.
White Paper
Exploring Independence: An overview of the Registered Investment Advisor model
The RIA channel has been growing steadily for the past several years. See why more advisors are choosing to become RIAs.
Sponsor content from
$365M team leaves South State Bank, launches an RIA
Firethorn Wealth Partners gets started with the help of tru Independence.
$200M Wells Fargo team jumps to Steward Partners
Two wirehouse veterans are the latest to join a fast growing independent firm.
Voices
Building an app for your practice? Here's a guide for that
Mike Capelle
Head of technology platform
United Capital
Customers are switching to mobile for financial services — and firms committed to creating their own platforms are setting the pace.
Yet another startup? Where there's a will, there's a robo advisor
Feeding a constant flow of launches are predictions that digital-first advice firms will manage over $4 trillion in the next two years.
AssetMark's big TAMP move
The turnkey provider picks up a $5.7B RIA.
Voices
Do advisors cave to peer pressure?
Carolyn McClanahan
Director of Planning
Life Planning Partners
Leave this bad influence back where it belongs — in high school.
This common compliance violation can make advisors unemployable
Violating this FINRA rule has extremely serious consequences including termination and disciplinary action.
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