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Actions hit a nine-year high and restitution climbed to the highest total since 2013 — even before the rule’s heightened scrutiny.September 25
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It’s a big decision, and getting it right the first time around can avoid a lot of headaches, experts say.September 25
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The firm’s new technology will allow advisors to “get into the weeds” of underlying portfolios with clients.September 23
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Bleakley Financial Group also picked up an ex-hedge fund portfolio manager while expanding its national footprint.September 22
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Choosing their own technology for clients was a big draw for the advisors, who affiliated with Kestra.September 18
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The No. 1 IBD has completed three of the sector’s 10 largest recruiting moves of the year.September 18
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No vaccine will return advisors and clients to pre-COVID-19 times— it’s time to let go and keep building.September 17
President and founderEmpyrion Wealth Management
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Three out of the top four RIA custodians compete directly with their RIA clients through their networks of branch offices and call centers.September 16
Chief Investment OfficerMomentum Advisors
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It could be a “better together” scenario for retiring sellers and under-55 advisors alikSeptember 2
CEOSignature Wealth Group
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The department’s new proposal would restrict when fiduciaries can vote in retirement plans.September 1
