Career Moves

Morgan Stanley re-assigned key executive roles in its wealth management unit. Image: Bloomberg
Executives Take on New Roles at Morgan Stanley
It was the first major executive shake-up at the wirehouse since President Greg Fleming quit.
The wirehouse is in the process of enticing over about three dozen Credit Suisse advisors who collectively generate more than $125 million in revenue, according to a person familiar with the matter. Read More »
Two veteran wirehouse advisors joined the independent firm Stratos Wealth Partners, an independent firm affiliated with LPL. Read More »
The final figure will depend on how many advisors move with the brokerage unit of Deutsche Asset & Wealth Management. Read More »
Michael Kitces, who helped launch XY Planning Network, says he wouldn't be surprised if the market evolved to include hundreds of similar groups of young planners serving young clients. "We have 200 advisors and there are 80 million millennials." Read More »
The brokerage firm, which has been hit with millions in regulatory fines in recent years, lost another 91 FAs. Read More »
Here are eight bank advisors that we've identified as having the right characteristics for ongoing success in the industry. Read More »
Chet Helck resurfaces on the regional B-D's board after retiring from his CEO post at Raymond James two years ago. Read More »
A team and solo practitioner made the jump between wirehouses. Read More »
Three advisors, two of whom have prior experience at Bear Stearns, joined RBC from rival Jefferies. Read More »
Anna Snider, who previously led the firm's Global Equity Due Diligence team within Investment Management & Guidance, succeeds Brian Partridge. Read More »
The prominent academic wants to expand American College's appeal internationally and among Millennials. Read More »
After an abrupt exit from industry, Brown returns and reveals plans for the country's largest woman-run IBD, along with Lightyear's Donald Marron and Advisor Group's Erica McGinnis. Read More »
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