Updated Friday, July 25, 2014 as of 7:07 PM ET
Practice - Regulatory/Compliance
FSI Wary of Investment Strategy, Hold Provisions in FINRA Suitability Rule
by: Kenneth Corbin
Monday, July 9, 2012
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As financial professionals grapple with a new regulatory mandate for the suitability of investment advice, a leading industry advocacy group is continuing its opposition to two key provisions of the new rules from the Financial Industry Regulatory Authority (FINRA) that took effect Monday.

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