Tobias Salinger
Senior EditorTobias Salinger is a senior editor for Financial Planning. Follow him on Twitter at @TobySalFP.
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The 25-year industry veteran of four wealth managers and a trust company faced a charge of unlawful entry on public property.January 15 -
The founding partners of the 300-advisor OSJ will remain in their current roles for three years under the same structure as before the deal.January 13
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Nearly three decades after launching their practice, the two founders say they’re looking forward to spending more time with clients.January 13
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Advisors may sometimes overlook clients with special needs, despite the size of the community and available tools like ABLE Accounts.January 12
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Whitnell & Co. changed hands in a deal with a regional bank that also struck a strategic partnership with the wealth manager.January 11
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The combination of wealth management with supporting sectors attracted investors to two major deals.January 7
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The IBD completed a stellar recruiting year by adding a team led by a 30-year veteran advisor.January 6
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The firm’s use of third-party compliance vendors came under scrutiny after an ex-rep pleaded guilty to bilking clients out of $5 million.January 5
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The private equity-backed RIA agreed to purchase its first firm of the year after being one of the most active acquirers in 2020.January 4
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In the first wave of cases under the regulator’s self-reporting initiative, it garnered more than $2.7 million in payments of restitution plus interest.December 30
