Tobias Salinger
Senior EditorTobias Salinger is a senior editor for Financial Planning. Follow him on Twitter at @TobySalFP.
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The hurdles faced by Black professionals who break into the financial services belie the notion that their small numbers at the industry’s top ranks are a pipeline problem.5h ago -
Necessary new approaches include better cultural understanding, more flexibility for new entrants and more outreach, advisors and executives say.November 19
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In a surprise announcement, Private Advisor Group tapped Moore as CEO nearly two years after he left Cetera for undisclosed medical reasons.November 18
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It’s one of the largest recruiting moves of the year in the independent broker-dealer sector.November 16
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Five firms agreed to pay $3 million to settle an SEC investigation into unsuitable sales of complex exchange-traded products.November 16
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The 40-advisor OSJ brings more than double the assets of any other new group unveiled across the IBD network in 2020.November 11
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Opening a bank or investment account — or even securing employment in a racism-free workplace — is out of reach for many Black Americans.November 9
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But the regulator also ordered record payouts in 2020, including restitution through a self-reporting program that drew industry ire.November 5
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The private equity-backed firm’s bottom line has been less affected by coronavirus-related low interest rates than its rivals, Moody’s says.November 4
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CEO Dan Arnold cites growth in traditional channels and in recently launched models that could bring even more opportunities.November 3
