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The firm's recruiting chief shared the latest updates with FP amid record financial advisor headcounts and an effort to expand beyond its traditional label as an IBD.
February 7 -
Net income topped $1 billion in 2023 as the firm reached another record headcount and CEO Dan Arnold said there are "interesting questions" to answer about AI.
February 2 -
As the Fed promises to cut rates, investors are eagerly awaiting a drop in bond yields — and a big jump in prices.
January 10 -
The broker-dealer self-regulator accused the firm of failing to properly record more than 830,000 transactions, among other violations.
January 2 -
LPL Financial, Cetera Financial Group, Raymond James, Ameriprise and other industry giants drove a much bigger volume of transitions this year.
December 22 -
Three financial giants have published reports on what they expect in 2024 — and they're surprisingly optimistic. Here's what they see coming.
December 19 -
The deal displays the growing flexibility LPL is offering financial advisors as part of its ambition to reach the entire wealth management marketplace.
December 18 -
In remarks at a Goldman Sachs investor conference, Dan Arnold discussed the potential rule and shared his view of the industry's competitive landscape.
December 6 -
The giant independent broker-dealer said Wednesday that it had created a new channel to target wirehouse advisors with high net worth practices.
November 15 -
The leading IBD firm is eager to dominate the entire advisor industry, following another strong quarter for recruiting.
October 27