-
Gregory Estes was convicted by a jury in the state court of San Angelo, Texas, following "an intense eight-day trial," according to a local news report.
By Staff reportDecember 19 -
From top brokers and broker pay to succession planning, advising for Medicare, ChatGPT and our coverage of the independent space, these are the biggest stories FP published in the last year.
By Staff reportDecember 17 -
The Reverence Capital Partners-backed firm will add 1,450 financial advisors and $108 billion in client assets upon the expected close next year.
By Staff reportDecember 14 -
Organizational changes come amid the firm's growing wealth management ambitions.
By Staff reportDecember 11 -
The retirement-focused wealthtech formerly known as FeeX has more than quadrupled its revenue since its last fundraise announced in February 2022.
By Staff reportDecember 8 -
Christopher Turean admitted to moving money out of a customer's account to place bets on DraftKings and FanDuel.
By Staff reportDecember 4 -
Moore v. U.S. could "basically get rid of, I don't know, a third of the tax code," former House Speaker Paul Ryan has said.
By Staff reportDecember 4 -
The CAIS Alts Experience through BNY Mellon's Pershing builds upon existing integrations to remove transaction fees on participating funds through the CAIS Marketplace to BNY Mellon's Pershing clients
By Staff reportDecember 4 -
New feature aggregates and analyzes data in real-time to bolster the firm's quantitative investment methodologies while optimizing client outcomes.
By Staff reportDecember 4 -
An anonymous tipster helped the agency catch more than 100 high net worth individuals who paid a combined $71 million in previously avoided taxes.
By Staff reportDecember 4