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One team wanted more flexibility and time to manage their clients’ financial needs.
August 5
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The new recruits join the firm’s employee channel from both wirehouses and the independent space.
August 5
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The two advisors will name the team’s practice after their shared experience working for the military.
August 2
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Ladenburg Thalmann's largest firm has added at least five teams in the wake of recent acquisitions by rivals.
August 1
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Former retail brokerage head David Kowach is moving to the consumer bank.
August 1
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One advisor has worked at Securian for his entire career.
July 31
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At least two clients said they received calls from the advisor where he discussed his departure from the firm, according to the complaint.
July 31
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The new recruits came at the expense of wirehouse rivals Merrill Lynch and Wells Fargo.
July 25 -
The new recruits managed over $300 million in client assets.
July 25
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Reorganization includes the departure of one of the company’s highest paid executives.
July 25
