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Advancements in AI, helping advisors cater to DIY investors and providing access to alternative assets and private markets are some of the trends coming next year.

Here's a roundup of tax-related news and insights on politics, practice management, investment strategies, health savings accounts, estate planning and more.

FINRA charges restitution but forgoes punitive fines for the three firms after crediting them for cooperating in its investigation.

Cetera also names the next president of its wealth management division and Corient scoops up a $7.9 billion RIA in Maine.

By effectively redesigning their websites, firms can target prospects who may already be searching for the services they provide.

Independent firms are going beyond traditional wirehouse compensation packages to promote collective partnership and reward incoming teams.

As Congress remains gridlocked, state legislatures are writing laws that force banks to report scams to the police. But the banks are pushing back.

These strategies are more than just smart tax moves; they're powerful tools for reshaping financial outcomes.

Jefferies was among a group of firms cited by the SEC in its recent sweeping investigations into illegal "off channel" communications.

The optional standard mileage rate for automobiles driven for business will increase 3 cents next year.