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Independent advisors
LPL’s big National Planning Holdings buy is a high-stakes bet
The nation’s largest broker-dealer must convince thousands of NPH advisors to make the transition.
$7.7B IBD joins Cetera Advisor Networks in ‘new era’ for sector
The firms had the same parent, but Girard Securities’ CEO says the move will help its 200 advisors.
LPL buys National Planning Holdings with eye toward 17,000-advisor firm
The nation’s largest IBD paid $325 million, but it may spend as much as $508 million in the deal.
National Planning loses $340M firm amid reports of looming sale
Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.
LPL advisors see challenges ahead
The company spent $77 million on technology last year, but difficult changes lie ahead.
Kestra Financial snaps up H. Beck
The independent advisor will retain branding rights and full autonomy.
Lincoln Financial Advisors adds new divisional layer for fiduciary
The country’s sixth-largest IBD is shifting its management ranks in a change prompted by the fiduciary rule.
LPL loses hybrid RIA to Triad
The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
For fintech inspiration, LPL turns to Acorns, not Betterment
The IBD spent $77 million on technology upgrades in 2016.
LPL CEO: The crucial pivot advisors will have to make
Dan Arnold says behavioral management, automation and portfolio and planning services need to be combined to win future clients.
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