Continue in
4
seconds
For the independent advisor
For the independent advisor
Login
Register
Resources
Events
Practice
Portfolio
Industry
Voices
Search
Search
Practice
Portfolio
Industry
Voices
Resources
Events
search goes here
Independent advisors
New FSC Securities chief’s challenges include robos, fiduciary rule
Derek Burke discussed the Advisor Group firm’s upcoming digital offering and his top priorities.
NPH advisors left with little time to make fraught LPL decision
An internal memo shows tight deadlines for half the brokers the IBD hopes to retain after the deal.
Cetera hires onetime Aflac executive for new CMO position
Beefed-up market research will help the firm’s advisors, says President Adam Antoniades.
With millions of dollars at stake, LPL courts NPH advisors
Bill Morrissey, who is leading the effort, described the firm's rapid, multipronged approach.
FSC Securities hires ex-Waddell & Reed president as CEO
Private equity-backed parent Advisor Group made the shakeup at a challenging time for IBDs.
After LPL deal, $170M firm bolts National Planning for Securities America
The move previews what will be a tough recruiting fight for the IBD giant following its massive buy.
Broker loses $3.3M defamation case against Raymond James
Experts say such cases are commonly filed by advisors yet difficult to win.
$311M Merrill Lynch team joins growing LPL hybrid platform
One advisor says the fiduciary rule prompted the latest wirehouse exit to an RIA.
Mapping the explosive growth of RIAs
The number of annual new SEC registrations has jumped by 150% since 2000.
LPL’s quest to surpass wirehouses gives competitors an opportunity
Experts say firms that clear through Pershing have an advantage in the looming recruiting fight.
See more Independent advisors
