Industry

One industry recruiter called the Aegis group at Lincoln 'the last people we expected to move.'

The banking giant plans to put all asset managers through training in Python programming language, whether they 'like it or not.'

Financial Planning's analysis of core pay at wirehouses, and regional and national broker-dealers.

Here are the trends in individual broker pay for wirehouses and large regional and national broker-dealers in 2023.

The moves come as Merrill seeks to integrate more with parent company Bank of America.

Although most advisors and brokers see both pros and cons to operating outside the office, few are ready to abandon their new schedules.

Happy State Bank's move after Centennial Bank's acquisition of the firm highlights frenzied action in a large but still relatively nascent channel of the industry.

After around 14 years at the helm, Gorman will transition to executive chairman and his successor will be one of three internal candidates.

As the RIA market expands rapidly, Goldman Sachs Advisor Solutions is gaining ground with more RIAs seeking bespoke services for ultrahigh net worth clients.

FINRA argues that brokerage representatives should have the ability to keep information about private residences out of public databases.