BNY Mellon
Martin H. McElligott
Managing Director
240 Greenwich St
New York, NY 10286
412-234-5999
Year TA service began: 1973
BNY Mellon is the only tier 1 G-SIFI with global transfer agency services that span 35 countries on six continents and a servicing model that standardizes operations across geographies and currencies. Delivered through a global operations team with a single reporting structure, our experts are placed in strategic locations worldwide to deliver a consistent client experience and proactively address regional regulatory requirements and procedures.
We are the only firm that can offer a full-service package of leading transfer agency, custody and fund accounting capabilities— providing operational efficiency, enhanced liquidity, trade reporting and the end-to-end data security of account consolidation. Separately or together, the firm’s comprehensive array of global recordkeeping services are designed to support single or multiple omnibus accounts.
Our complete suite of shareholder and recordkeeping solutions include:
• Transfer Agency services, including mail distribution, contact center, transaction processing and quality assurance, reconciliation & settlement, gain/loss, fund events, NAV distributions, and intermediary support
• Regulatory and compliance support, including tax reporting, AML/CIP/government list matching services, regulatory response management, 529 aggregation, Blue Sky, lost shareholder and support for Rule 22c-2
• Intermediary support, including broker services, DTCC operations, dealer file maintenance, subaccounting trade management, share lot reconciliation
• ClearSky services, including notice filings coordination with states per Blue Sky regulations, web-based client portal, dedicated service team and sales processing
• Document solutions, including digital services to support marketing and investor-related communications such as printing and mailing leveraging an outsourced production partner
• Subaccounting services, including order aggregation, integration for brokerage platforms, transaction processing and reconciliation
• Data delivery, repository, and analytics suite
• Networking resources with access to key strategic partners
• Business intelligence, analytics and workflow solutions
With complete coverage, standardized shareholder and recordkeeping services deliver the flexibility to meet different investor needs and enable our clients to focus on their core business objectives. Today, BNY Mellon is a leading provider of transfer agency services and the largest third-party provider of subaccounting in the U.S., with more than 155 million active positions1. This uniquely positions us to provide insights into intermediaries needs and to drive simplification and transparency across all shareholder services.