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Narrowly focused investment strategies are a recipe for “feast or famine,” an analyst says.September 11
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Investment in technology and data management is becoming increasingly critical to distribution, and to managing regulation, reporting and operations.September 8
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The IBD trade group launched a public campaign after more than 80 cases this year alleging inadequate disclosure of mutual fund fees and compensation.September 5
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When pitted against the broader market, the top 20 outperformed both the Dow and S&P 500 by more than 5 percentage points.September 4
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The IBD failed to adequately disclose conflicts of interest to clients related to receiving $10.8 million from mutual funds and its clearing broker, the SEC says.August 30
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Nearly all bested the broader market at roughly a third the price of the average fixed income product.August 17
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As much as $18 billion of inflows to money market funds last week were partly driven by the desire to “take some chips off the table,” an expert says.August 16
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The simple addition of an exclamation mark to the names of some mutual funds led to significant declines in net flows, researchers find.August 15
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Here’s an analysis of six different funds that could be options for your retirement-income seeking clients.August 13
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Critics reject the notion that disclosure alone is sufficient for reigning in conflicts — but the charges against Commonwealth have put BDs on notice.August 12
