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In this circus of an industry, what chance does an average investor have of finding somebody who will actually work on his or her behalf?

At first glance, it seems the more they give, the less you have to manage. But providing clients with robust charitable giving strategies can return more than you realize.

Clients can often retire smoothly even during a downturn if they diversify and rebalance their portfolios properly, as well as pay off debts and maximize their Social Security benefits.

The regulator accuses her of misconduct; she says the agency is doing Morgan Stanley’s bidding.

The alleged supervisory lapses occurred over a five-year period, according to the regulator.

The certification could stop being the gold standard and become the requirement, if only the regulatory path were clearer.

Clients intending to set up a bank account or mutual fund for their child must consider various provisions.

A niece thought her aunt’s caretaker was stealing. How much can an advisor do?

A widely held view is that a lot of spending is wasted on “heroic” measures at the end of life, but it’s difficult to know which patients are in their final year.

The advisors joined the firm’s employee and independent broker-dealer units.