Andrew Welsch
Senior EditorAndrew Welsch is senior editor of Financial Planning and On Wall Street. Follow me on Twitter @AndrewWelsch.
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The firm has picked up 19 advisors and opened six offices this year.November 12 -
The new hires came at the expense of Merrill Lynch and Wells Fargo.November 11
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As the college savings vehicle grows in popularity, regulator up scrutiny of brokerages’ recommendations to clients.November 6
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When an unusual recruiting deal between Credit Suisse and Wells Fargo went awry, years of broker frustration, severe attrition and litigation followed. Also at stake: Up to $245 million in back pay.
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“I can’t remember seeing so many $5 million to $10 million [advisors] in the pipeline,” CEO Paul Reilly said.October 24
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BrokerCheck is potentially missing critical information clients need to evaluate brokers, investor advocates say.October 17
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The bank has lost a net 1,300 advisors since a fake accounts scandal came to light three years ago.October 15
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His remarks were “unacceptable,” Managing Partner Chip Roame says in an open letter to the industry.October 10
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More than 11,000 advisors have earned the education provider’s AIF designation.October 10
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The invitation-only event went into uncomfortable territory for some attendees.October 9
