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Crafting and administering an effective RIA compliance policy is hard but essential for firms that seek to avoid fines and reputational damage.
February 20
Brightstar Law Group -
Yesterday's historic "firsts" blazed a trail for those of today — with a moral and business imperative for the industry to learn from these five figures' examples.
February 20
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Though she is widely considered the first African American woman to be a stockbroker, some blurriness surrounds what is known about the rest of her life story.
February 20
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She mixed outspoken activism with business pragmatism, launching a bank that helped hundreds of African Americans buy homes in her longtime community.
February 20
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Inspired by the examples of his grandmother and his mother, the Houston fixed-income legend launched one of the largest Black-owned investment management firms.
February 20
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LeCount Davis was the first African American to earn wealth management's "gold standard" of certifications. Today he's helping others do the same.
February 20
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Debate still rages over his legacy. But there's no doubt about how much O'Neal overcame on his way to becoming the first Black Wall Street CEO.
February 20
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Those fields are a bright spot in dealmaking amid a slump in other industries. Here's why non-bank loans that drive deals could bring problems in the future.
February 19
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A reader in D.C. owes $12,000 across seven different credit cards. Can financial advisors help him dig himself out?
February 16
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Putting financial security before relationships and wanting investments that don't harm their altruism are key to young investors.
February 16
