Raymond James Financial

Two Securities America brokers and their firm must pay the large award after a case that leaves many unanswered questions.

The independent hybrid RIA is “one big firm whose business model has changed,” CEO Paul Reilly said on the company’s second-quarter earnings call.

Financial advisors and other experts share their best tips for confronting a challenge faced by every practice in the industry.

In J.D. Power's annual survey, a significant portion of wirehouse and independent representatives said they're considering a move to another firm.

While the firm’s CEO admits it has a long way to go, the group serves as an example of one way to cultivate retention and support.

The wealth programs in the channel are going through a significant shift amid major recruiting moves and consolidation, according to a consultant’s report.

The firm reached records in rep headcount and advisory assets after closing the Charles Stanley deal in the first quarter.

Record-level asset management fees and investment banking revenues were credited with the increase in net revenue.

Raymond James’ advisor employee headcount has remained relatively flat over the last five quarters, while its 1099 channel saw an increase of 3% over the same time period, according to the company’s latest earnings report.

David DeVoe, founder and CEO of DeVoe and Company, says Mariner's acquisition of Allegiant is likely the beginning of its next phase of momentum with RIA transactions, following the investment of its new PE partner earlier this year.