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The planner, who oversaw $132 million in client assets while at the wirehouse, is starting out on his own with help from Raymond James, the firm said.
September 15 -
Alexander Assaf will oversee financial advisers and their teams for the credit union's Addison Avenue Investment Services division throughout Idaho, Oregon and Washington.
September 13 -
The recruit also previously worked for Morgan Stanley, Merrill Lynch and RBC.
September 13 -
See which independent broker-dealers are managing the biggest asset base for client accounts.
September 13 -
Plus, Wells Fargo hires a $700M team from J.P. Morgan Private Bank and helps a $587M Morgan Stanley team go independent.
September 13 -
How a close relationship with his planners has made Edward Sudzina one of the industry's top leaders.
September 12 -
"The key to success in this deal was finding the right partner," says Haig Ariyan, president of the firm's new Alex. Brown division.
September 6 -
These independent broker-dealers generated the most revenue from commission-based accounts.
September 6 -
Three advisers joined the firm's Advisor Select channel, where they are employees but can make additional business-decisions for their practice.
September 1 -
See which independent broker-dealer boasts a compliance staff of more than 500, and which top firms have fewer than 100.
August 29