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The firm credited keeping its offices open during COVID-19 as a major selling point as FAs industrywide kept making moves and repapering their clients.
January 7
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The IBD completed a stellar recruiting year by adding a team led by a 30-year veteran advisor.
January 6
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It’s one of the largest teams to quit a wirehouse this year.
December 14
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The firm has added 42 advisors this year with a combined $3.8 billion in AUM.
December 10
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Jon Stein was a pioneer of the robo advice industry, building a $25 billion firm over the past decade.
December 8
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The Buffalo, New York location is the independent firm’s 12th nationwide.
December 8
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Brian Truscott oversaw more than $330 million in client assets.
December 8
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The firm also added a new unit to accommodate its dramatic advisor growth — from one to 140 in seven years.
December 8
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Nate Angelo will be responsible for 137 advisors who manage roughly $20 billion in assets.
December 4
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The firm has sought to broaden the range of clients it targets with its wealth-advisory services.
December 4
